Why OS X (almost) doesn’t need root any more

Note: this post was originally written for the Mac Developer Network.

In the beginning, there was the super-user. And the super-user was root.

When it comes to doling out responsibility for privileged work in an operating system, there are two easy ways out. Single-user operating systems just do whatever they’re told by whoever has access, so anyone can install or remove software or edit configuration. AmigaDOS, Classic Mac OS and MS-DOS all took this approach.

The next-simplest approach is to add multiple users, and let one of them do everything while all the others can do nothing. This is the approach taken by all UNIX systems since time immemorial – the root user can edit all files, set access rights for files and devices, start network services on low-numbered ports…and everyone else can’t.

The super-user approach has obvious advantages in a multi-user environment over the model with no privilege mechanism – only users who know how to log in as root can manage the computer. In fact it has advantages in a single-user environment as well: that one user can choose to restrict her own privileges to the times when she needs them, by using a non-privileged account the rest of the time.

It’s still a limited mechanism, in that it’s all-or-nothing. You either have the permission to do everything, or you don’t. Certain aspects like the ability to edit files can be delegated, but basically you’re either root or you’re useless. If you manage to get root – by intention or by malicious exploitation – you can do anything on the computer. If you exploit a root-running network service you can get it to load a kernel extension: not because network services need to load kernel extensions, but because there is nothing to stop root from doing so.

And that’s how pretty much all UNIX systems, including Mac OS X, work. Before getting up in arms about how Apple disabled root in OS X, remember this: they didn’t disable root, they disabled the account’s password. You can’t log in to a default OS X installation as root (though you can on Mac OS X Server). All of the admin facilities on Mac OS X are implemented by providing access to the monolithic root account – running a software update, configuring Sharing services, setting the FileVault master password all involve gaining root privilege.

The way these administrative features typically work is to use Authorization Services, and the principle of least privilege. I devoted a whole chapter to that in Professional Cocoa Application Security so won’t go into too much detail here, the high-level view is that there are two components, one runs as the regular user and the other as root. The unprivileged part performs an authorisation test and then, at its own discretion, decides whether to call the privileged helper. The privileged part might independently test whether the user application really did pass the authorisation test. The main issue is that the privileged part still has full root access.

So Authorization Services gives us discretionary access control, but there’s also a useful mandatory test relevant to the super-user. You see, traditional UNIX tests for whether a user is root by doing this:

if (process.p_euid == 0) {

Well, Mac OS X does do something similar in parts, but it actually has a more flexible test in places. There’s a kernel authorisation framework called kauth – again, there’s a chapter in PCAS on this so I don’t intend to cover too much detail. It basically allows the kernel to defer security policy decisions to callbacks provided by kernel extensions, one such policy question is “should I give this process root?”. Where the kernel uses this test, the super-user access is based not on the effective UID of the calling process, but on whatever the policy engine decides. Hmm…maybe the policy engine could use Authorization Services? If the application is an installer, and it has the installer right, and it’s trying to get root access to the filesystem, then it’s allowed.

Apple could then do away with monolithic root privileges completely, allowing the authorisation policy database to control who has privileged access for what tasks with which applications. The advantage is that if a privileged process ever gets compromised, the consequences for the rest of the OS are reduced.

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